Institution record
Mizuho Securities
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in offshore financial centres) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FCATier-1 Financial Conduct Authority | 119256 | Regulated | Mizuho International plc | 2021-12-01 | |
BaFinTier-1 Bundesanstalt für Finanzdienstleistungsaufsicht | 10115675 | Regulated | Mizuho Bank Europe N.V. | — | |
MASTier-1 Monetary Authority of Singapore | Number pending check | Regulated | MIZUHO BANK, LTD. | — | |
ECBTier-1 European Central Bank | 724500ZSA7ZOZHUXBS53 | Regulated | Mizuho Bank Europe NV | — | |
SFCTier-1 Securities and Futures Commission | AEZ953 | Regulated | Mizuho Securities Asia Limited | 2005-04-27 | |
HKMATier-1 Hong Kong Monetary Authority | Number pending check | Regulated | MIZUHO BANK, LTD. | — | |
FSATier-1 Financial Services Agency | 7010001008687 | Revoked | — | 2007-09-30 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Mizuho Securities against peer institutions in our institutions licensed in offshore financial centres dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Mizuho Securities (this record) | FCABaFinMAS+4 | 6 / 7 | Risk level not supplied | — | 0 |
| Doo Prime | FSAFSCVFSC+4 | 7 / 7 | Risk level not supplied | — | 1 |
| GLOBAL | VFSCFSCFSA+3 | 5 / 6 | Risk level not supplied | — | 0 |
| Exness | FSAFSCFSCA+2 | 4 / 5 | Risk level not supplied | — | 1 |
| Trade Nation | SCBFSAFCA+2 | 5 / 5 | Risk level not supplied | — | 0 |
| Hantec Markets Australia | FSAVFSCASIC+1 | 4 / 4 | Risk level not supplied | — | 0 |
Mizuho Securities: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Mizuho Securities's regulatory licence status and supervisory authorisation?
In our imported dataset, Mizuho Securities (legal entity reference: Mizuho Securities) holds 7 recorded licence entries, of which 6 carry a "regulated" status and 6 are marked regulated or registered: FCA (Financial Conduct Authority) — licence 119256, status: regulated, Tier-1; BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 10115675, status: regulated, Tier-1; MAS (Monetary Authority of Singapore) — licence Number pending check, status: regulated, Tier-1; ECB (European Central Bank) — licence 724500ZSA7ZOZHUXBS53, status: regulated, Tier-1; SFC (Securities and Futures Commission) — licence AEZ953, status: regulated, Tier-1; HKMA (Hong Kong Monetary Authority) — licence Number pending check, status: regulated, Tier-1; FSA (Financial Services Agency) — licence 7010001008687, status: revoked, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FCA, BaFin, MAS public register.
Which of Mizuho Securities's jurisdictions and licences fall within this site's regulatory coverage?
Mizuho Securities is registered at -- and tracked under our institutions licensed in offshore financial centres scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 7 recorded licences (FCA, BaFin, MAS, ECB, SFC, HKMA, FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is Mizuho Securities's institutional risk classification, enforcement exposure, and score profile?
Mizuho Securities carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (FSA: revoked). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Mizuho Securities's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Mizuho Securities, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Sovereign Tax Atlas relevant to Mizuho Securities's supervisory scope.
FATCA, CRS & Cross-Border Information Exchange
Singapore MAS Section 13O (S$20M) & Section 13U (S$50M) Family Office Tax Exemption: Statutory vs. Bilateral Treaty Withholding Tax Rate Matrix (2026) (0.0% Exempt Specified Income Tax Benchmark)
Singapore MAS Section 13O (S$20M) & Section 13U (S$50M) Family Office Tax Exemption (SG-13O-13U-VCC) stands at 0.0% (Exempt Specified Income Tax) (Source: Monetary Authority of Singapore / IRAS, 2026-10-20), governing di
OECD Pillar Two & Global Minimum Tax
Singapore MAS Section 13O (S$20M) & Section 13U (S$50M) Family Office Tax Exemption: Economic Substance, Minimum AUM & Local Staffing Qualification Rules (0.0% Exempt Specified Income Tax Benchmark)
Singapore MAS Section 13O (S$20M) & Section 13U (S$50M) Family Office Tax Exemption (SG-13O-13U-VCC) stands at 0.0% (Exempt Specified Income Tax) (Source: Monetary Authority of Singapore / IRAS, 2026-10-20), governing de
Institutional Fund Domiciles & Family Office Regimes
Singapore MAS Section 13O (S$20M) & Section 13U (S$50M) Family Office Tax Exemption: QDMTT, IIR & UTPR Effective Tax Rate (ETR) & Top-Up Calculation (0.0% Exempt Specified Income Tax Benchmark)
Singapore MAS Section 13O (S$20M) & Section 13U (S$50M) Family Office Tax Exemption (SG-13O-13U-VCC) stands at 0.0% (Exempt Specified Income Tax) (Source: Monetary Authority of Singapore / IRAS, 2026-10-20), governing Su
Cross-Border Tax Treaties
Singapore MAS Section 13O (S$20M) & Section 13U (S$50M) Family Office Tax Exemption: Limitation on Benefits (LOB), Principal Purpose Test & ATAD 2 Anti-Hybrid Rules (0.0% Exempt Specified Income Tax Benchmark)
Singapore MAS Section 13O (S$20M) & Section 13U (S$50M) Family Office Tax Exemption (SG-13O-13U-VCC) stands at 0.0% (Exempt Specified Income Tax) (Source: Monetary Authority of Singapore / IRAS, 2026-10-20), governing ac