Institution record
YAIBrokers
- Source score
- 2.5
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in offshore financial centres) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Exchange Regulator of Cambodia | 033 | Exceeded scope | YAI Trading Co., Ltd. | -- |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing YAIBrokers against peer institutions in our institutions licensed in offshore financial centres dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| YAIBrokers (this record) | SERC | 0 / 1 | Risk level not supplied | 2.5 | 0 |
| Blackwell Global | SCBSFCFinancial Conduct Authority+3 | 5 / 6 | Risk level not supplied | 6.3 | 0 |
| Axion Trade | Financial Services Authority SeychellesSERCASIC | 0 / 3 | Risk level not supplied | 5.0 | 0 |
| AETOS | CIMAFinancial Services Commission, MauritiusVFSC+2 | 5 / 5 | Risk level not supplied | 6.0 | 0 |
| Deriv | VFSCLabuan FSAFinancial Services Commission, Mauritius+2 | 5 / 5 | Risk level not supplied | 5.3 | 0 |
| Mohicans Markets | VFSCFinancial Services Commission, MauritiusMISA+2 | 4 / 5 | Risk level not supplied | 5.0 | 0 |
YAIBrokers: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is YAIBrokers's regulatory licence status and supervisory authorisation?
In our imported dataset, YAIBrokers (legal entity reference: YAIBrokers) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: SERC (Securities and Exchange Regulator of Cambodia) — licence 033, status: exceeded scope. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SERC public register.
Which of YAIBrokers's jurisdictions and licences fall within this site's regulatory coverage?
YAIBrokers is registered at 1st Floor, Frist St. Vincent Bank Ltd Building, Jame Street, Kingstown, VC, Saint Vincent & Grenadines. 439 University Avenue, Toronto, Canada and tracked under our institutions licensed in offshore financial centres scope based on its institutional service profile (Cryptocurrencies, Precious metals, Indices, Forex) rather than a domestic focus licence. Its 1 recorded licence (SERC) should be evaluated for cross-border passporting and local solicitation rules.
What is YAIBrokers's institutional risk classification, enforcement exposure, and score profile?
YAIBrokers carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.5, risk & licensing: 2.5, brand: 2.5, market influence: 2.5, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (SERC: exceeded scope). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to YAIBrokers's platforms, entity structure, and complaints?
Before allocating capital or executing trades with YAIBrokers, institutional and retail allocators should: (1) confirm the domain (yaitrading.com.kh) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SERC.
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