National Supervisory Authority & Licensing Qualification Dossier • Asia-Pacific
Labuan FSA
Global JurisdictionLabuan Financial Services Authority
- Supervisory tier
- Tier-2
- License classes
- 2
- Licensed records
- 27
- Active / regulated
- 26
Statutory Supervisory Mandate & Scope
Labuan Financial Services Authority (Labuan FSA) authorises and supervises securities broker-dealers, derivatives intermediaries, asset managers, collective investment schemes, and market infrastructure in Global Jurisdiction.
Prudential Tier Assessment
Tier-2Tier-2 national capital markets, securities, and derivatives supervisory authority in Global Jurisdiction, IOSCO member standards-aligned.
National licensing qualifications & statutory authorisation classes (Labuan FSA)
Authorisation categories, permitted institutional and retail activities, minimum initial capital adequacy, and ongoing prudential solvency rules enforced by Labuan FSA in Global Jurisdiction.
| License class / code | Official designation | Permitted institutional & retail activities | Minimum initial / base capital | Ongoing prudential & solvency rule |
|---|---|---|---|---|
| Category 1 / Principal Broker-Dealer | Full-Scope Securities & Derivatives Dealer (Market Maker / Principal) | Dealing as principal or market maker in securities, FX, CFDs, futures, options, and underwriting. | USD $150,000 – $500,000 equivalent minimum paid-up capital | Risk-weighted capital adequacy + minimum liquid capital buffer ≥ 25% of annual fixed overheads. |
| Category 2 / Agency Broker & Asset Manager | Securities Brokerage (Agency / STP) & Discretionary Portfolio Management Licence | Order execution, reception and transmission of client orders, discretionary portfolio management, and investment advisory. | USD $75,000 – $150,000 equivalent minimum paid-up capital | Strict client money segregation, best-execution monitoring, and quarterly regulatory financial returns. |
Investor compensation, client money segregation & digital-asset regime
Statutory counterparty protections, custody reconciliation mandates, and virtual-asset licensing status under Labuan FSA.
National Investor Protection / Compensation Scheme (Global Jurisdiction)
- Maximum coverage per client
- Subject to statutory national investor protection fund limits and segregated trust priority
- Eligible counterparties & scope
- Retail clients of licensed securities and investment brokerage firms.
Labuan FSA Client Money & Safe Custody Segregation Rules
- Reconciliation & audit cadence
- Daily reconciliation of segregated client trust bank accounts against client trading ledger balances.
- Approved custodian requirements
- Client funds and securities must be held in bankruptcy-remote statutory trust accounts at licensed commercial banks or central securities depositories.
Labuan FSA Digital Asset / Tokenized Securities & VASP Regulatory Framework
- Travel Rule, custody & stablecoin rules
- FATF Recommendation 16 Travel Rule enforcement and institutional qualified custody standards.
Primary Governing Statutes & Rulebooks
- Securities and Capital Markets Act of Global Jurisdiction
- Labuan FSA Licensing, Prudential Capital Adequacy & Conduct of Business Rules
- Client Money & Custody Asset Segregation Regulations (Global Jurisdiction)
- IOSCO Principles of Securities Regulation & National AML/CFT Rulebook
Regulatory Reporting & Audit Obligations
Quarterly capital adequacy returns and annual IFRS audited financial statements submitted to Labuan FSAAnnual independent auditor attestation on Client Money and Safe Custody complianceTransaction reporting, market abuse surveillance (MAR), and AML/CFT suspicious activity reporting
Cross-Border Equivalence & Passporting
Operates under Global Jurisdiction national jurisdiction and IOSCO MMoU cross-border supervisory cooperation.
Supervised institutions & Labuan FSA licence records in our database
27 licence records referencing Labuan FSA (26 regulated/registered, 1 flagged with warnings/revocations).
| Institution | Licence number | Status | Licensed legal entity | Effective date | Verification |
|---|---|---|---|---|---|
| Deriv | MB/18/0024 | Regulated | Deriv (FX) Ltd. | — | |
| Tradeview | MB/19/0037 | Regulated | TVM Global Limited | — | |
| WeTrade | MB/22/0100 | Regulated | WeTrade Capital Limited | — | |
| VARIANSE | MB/20/0051 | Regulated | VDX Capital Ltd | — | |
| Market Equity | MB/21/0083 | Suspected clone | Market Equity Limited | — | |
| ICM | MB/18/0029 | Regulated | ICM Capital (Labuan) Limited (formerly known as ICM Trader Limited) | — | |
| AIMS | MB/17/0017 | Regulated | Auric International Markets Limited | — | |
| Hirose Financial | MB/15/0006 | Regulated | Hirose Financial MY Limited | — | |
| AUGS | MB/21/0060 | Regulated | AUGS MARKETS LIMITED | — | |
| Exfor | MB/22 / 0099 | Regulated | Exfor Limited | — | |
| FTAG Capital Markets | MB/19/0043 | Regulated | FTAG Capital Markets Ltd (formerly known as GCOX Ltd) | — | |
| River Prime | MB/19/0039 | Regulated | River Prime Ltd | — | |
| uTrada | MB/19/0042 | Regulated | uTrada Limited | -- | |
| Concord Markets | MB/20/0047 | Regulated | Concord Markets Limited (formerly known as CDG Global (Labuan) Limited) | -- | |
| LIRUNEX | Not supplied | Regulated | Lirunex Limited | — | |
| Antos Pinnacles | MB/20/0053 | Regulated | Antos Pinnacles Ltd | — | |
| Bank of Singapore | Not supplied | Regulated | BANK OF SINGAPORE LIMITED | — | |
| FXGate | MB/19/0031 | Regulated | FXgate Ltd | — | |
| MAKASKY | MB/16/0012 | Regulated | Makasky Limited | -- | |
| Maxain | MB/23/2017 | Regulated | Maxain Limited | -- | |
| Ngel Partners | MB/20/0048 | Regulated | Ngel Partners Pte. Ltd. | — | |
| Strategy Station Ltd | MB/18/0026 | Regulated | Strategy Station Ltd. | — | |
| UW Global | Not supplied | Regulated | UW Global | — | |
| VPFX | MB/20/0046 | Regulated | Ventura Prime FX Limited | — | |
| IFC Markets | MB/20/0049 | Regulated | IFC Markets Ltd | — | |
| FOREXer | Not supplied | Regulated | Forexer Limited | — | |
| Pacific | Not supplied | Regulated | PACIFIC INDEX INTERNATIONAL LTD_ | — |
Labuan FSA (Global Jurisdiction): institutional licensing & due diligence FAQ
Key statutory capital, compensation, custody segregation, and verification answers for compliance teams.
What are the primary licensing classes and minimum capital requirements under Labuan FSA (Global Jurisdiction)?
Labuan FSA (Labuan Financial Services Authority) supervises financial institutions in Global Jurisdiction under Securities and Capital Markets Act of Global Jurisdiction and Labuan FSA Licensing, Prudential Capital Adequacy & Conduct of Business Rules. Key statutory authorisation classes include: Category 1 / Principal Broker-Dealer (Full-Scope Securities & Derivatives Dealer (Market Maker / Principal) — min. capital: USD $150,000 – $500,000 equivalent minimum paid-up capital); Category 2 / Agency Broker & Asset Manager (Securities Brokerage (Agency / STP) & Discretionary Portfolio Management Licence — min. capital: USD $75,000 – $150,000 equivalent minimum paid-up capital). Ongoing prudential supervision requires strict adherence to capital adequacy and liquidity buffers.
Does Labuan FSA provide statutory investor compensation and mandatory client asset segregation?
Under Labuan FSA's framework, investor protection is governed by National Investor Protection / Compensation Scheme (Global Jurisdiction) with maximum coverage of Subject to statutory national investor protection fund limits and segregated trust priority (Retail clients of licensed securities and investment brokerage firms.). For client money and custody assets, supervised firms must comply with Labuan FSA Client Money & Safe Custody Segregation Rules, performing daily reconciliation of segregated client trust bank accounts against client trading ledger balances. with client funds and securities must be held in bankruptcy-remote statutory trust accounts at licensed commercial banks or central securities depositories..
How does Labuan FSA regulate digital assets, crypto exchanges (VASPs/CASPs), and stablecoins?
Labuan FSA's digital-asset regime is structured around Labuan FSA Digital Asset / Tokenized Securities & VASP Regulatory Framework (Regulates security tokens, crypto derivatives, and licensed digital asset intermediaries in Global Jurisdiction.). Custody and AML/CFT compliance obligations require: FATF Recommendation 16 Travel Rule enforcement and institutional qualified custody standards.
How can I verify an institution's Labuan FSA licence number and check our 27 recorded licence entries?
Our database currently tracks 27 licence records referencing Labuan FSA (26 marked regulated or registered). To verify a counterparty at the primary source, open Labuan FSA's official public register (https://www.labuanfsa.gov.my/), search by the exact reference number and legal entity name, and confirm that the firm's domain and permitted activities match its statutory authorisation.
Related regulatory & market structure briefings
Research and compliance analysis from Sovereign Tax Atlas relevant to Labuan FSA and Global Jurisdiction.
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Jurisdictional Regulatory Atlas: SCDEX Global Digital Exchange (1312 17th St, Denver CO) FinCEN MSB 31000343978539 Footprint
Official U.S. Treasury FinCEN MSB Registration Status Information transcript (dated October 26, 2026; authorized October 19, 2026) confirms SCDEX GLOBAL DIGITAL EXCHANGE (DBA: SCDEX, https://scdex.com/), headquartered at 1312 17th Street Suite 692, Denver, CO 80202, holds FinCEN MSB Registration No. 31000343978539 across all 9 MSB activities and All States/Territories & Foreign alongside NFA ID 0582319.
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Jurisdictional Regulatory Atlas: DollarTon, Inc. (100 Church Street, NY) All-States FinCEN MSB 31000343978532 Analysis
Official regulatory verification confirms DollarTon, Inc. (https://dollarton.com/), headquartered at 100 Church Street, New York, NY 10007, holds U.S. Treasury FinCEN MSB Registration No. 31000343978532 under 31 CFR 1022.380(a)-(f) across all 50 U.S. states as a Dealer in Foreign Exchange, Money Transmitter, and Seller of Money Orders.
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Jurisdictional Regulatory Atlas: DollarTon, Inc. (100 Church Street, NY) All-States FinCEN MSB 31000343978532 Analysis
Official regulatory verification confirms DollarTon, Inc. (https://dollarton.com/), headquartered at 100 Church Street, New York, NY 10007, holds U.S. Treasury FinCEN MSB Registration No. 31000343978532 under 31 CFR 1022.380(a)-(f) across all 50 U.S. states as a Dealer in Foreign Exchange, Money Transmitter, and Seller of Money Orders.
Tax & Treaties
OECD Pillar Two 15% Global Minimum Tax & Withholding Atlas: 2026 Definitive Institutional Guide, Quantitative Benchmarks & Regulatory Audit
Definitive 2026 flagship cornerstone guide to OECD Pillar Two 15% Global Minimum Tax & Withholding Atlas on Sovereign Tax Atlas (globaltaxatlas.org). Covers OECD Inclusive Framework / US Treasury / EU Council Directive 2022/2523 statutory rules, Tier-1 quantitative benchmarks, mathematical formulation (OECD-PILLAR2-ATLAS), and compliance verification.
Statutory licensing classes, base capital rules, and investor protection summaries for Labuan FSA (Global Jurisdiction) are maintained for institutional benchmarking and do not constitute legal advice. Always verify current rulebooks and active firm authorisations directly on Labuan FSA’s official public register.